ACA Compliance Group (ACA), a leading global provider of governance, risk, and compliance advisory services & technology solutions, has announced the launch of the mobile app version of its ComplianceAlpha platform for risk and compliance management.

Built to provide financial services companies with compliance management, communication, resources, thought leadership, and future ComplianceAlpha functionality on-the-go platform, ACA’s ComplianceAlpha mobile app offers a simpler, more open compliance experience for both employees and compliance teams.

ACA’s ComplianceAlpha mobile app, which is now available for both iOS and Android devices, allows users to:

  • Manage requests and disclosures of gifts, trades, and entertainment, outside business activities, and more.
  • Receive push notifications for essential business details and urgent warnings, such as in BCP or disaster situations.
  • Collect documents in one place, which also includes company documents (e.g., call chains, contact information) as well as compliance policies and procedures (e.g., code of ethics, insider trading/MNPI, eComms).

“Regulators across the globe are scrutinizing how firms are addressing COVID-19-related risks, issues, and challenges, including their business continuity planning (BCP), operational resilience, insider trading surveillance, and market abuse detection, and code of ethics policies and procedures,” said Jordan Schwartz, Partner at ACA. “With many firms working from home, both compliance officers and employees need an easy and effective way to meet their regulatory obligations remotely. We’re excited to launch the ComplianceAlpha mobile app and provide our clients with a solution that puts compliance at the fingertips of each employee.”

Raj Bakhru, Chief Innovation Officer at ACA, said, “With competing regulatory focus areas requiring vigilant oversight and cost pressures being higher than ever, it’s imperative that compliance becomes easier and more efficient for employees and compliance staff alike. ACA’s ComplianceAlpha mobile app helps make compliance more accessible and convenient by modernizing the experience. It will serve as a key component of ACA’s regtech solutions suite going forward, as well as the future of how compliance officers interact with ACA.”